SEC Enforcement to Focus on Private Equity Insider Trading and Conflicts of Interest — The Harvard Law School Forum on Corporate Governance

Small business need to know……..

Excerpt…….The Enforcement Division’s increasing attention to private equity corresponds with the implementation of new rules under the Dodd-Frank Act that will significantly increase the number of private equity firms subject to SEC regulation as “investment advisers.”

Read full article…..via SEC Enforcement to Focus on Private Equity Insider Trading and Conflicts of Interest — The Harvard Law School Forum on Corporate Governance and Financial Regulation.