Small business need-to-know……..information of interest.
Excerpt……..On February 23, 2012, the Commodity Futures Trading Commission voted to adopt final rules that regulate the internal conduct of futures commission merchants, introducing brokers, swap dealers and major swap participants. These rules impose duties and restrictions on these categories of registered entities concerning internal conflicts of interest and recordkeeping
Read full article………via CFTC Adopts Internal Business Conduct Rules — The Harvard Law School Forum on Corporate Governance and Financial Regulation.
